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2021 capital gains distribution estimates (mutual funds and ETFs)
'Tis that time of year again! Some preliminary estimates are now available. As in years past, please alphabetize your funds. To make it easier for readers post (new) next to your additions to differentiate it from your older existing posts. Be sure to check the entire post for various posts with possible links. Thanks to everyone who contributes and posts their information.
I'm looking in the usual place for the TRP estimated distributions. No show so far. This week they usually publish. I also noted that by the end of November they usually have a closer estimate to the real numbers. I used to be in BRUFX and never found any estimations, even when I called. I sold the fund a few years ago, mostly because of the estimated distributions being a state secret.
I'm looking in the usual place for the TRP estimated distributions. No show so far. This week they usually publish. I also noted that by the end of November they usually have a closer estimate to the real numbers. I used to be in BRUFX and never found any estimations, even when I called. I sold the fund a few years ago, mostly because of the estimated distributions being a state secret.
Dave
TRP is up now.
Waiting on Parnassus next -- they tend to do distributions early in mid-Nov.
Oops - Parnassus is NOT yet showing end of year on all funds
I called them last Thursday and they told me the distros would be "soon" ... which makes sense since they tend to pay in mid-to-late November (18/19-ish this year I think they said).
Morningstar emailed a note about CG exposure today. Let me know if you think it warrants a separate post. It reads, in part
Morningstar’s associate director of equity strategies, Christopher Franz today published the Capital Gains Roundup for 2021, evaluating distribution estimates for some of the largest fund families.
Highlights include:
Based on preliminary estimates from fund families large and small, growth funds once again will make significant distributions, but this year resurgent value strategies will make some big distributions, too.
A confluence of another year of robust performance and the ongoing trend of investors swapping out of traditional active vehicles and into exchange-traded funds and other, mostly passive, vehicles have led many managers to realize gains to rebalance their portfolios and meet redemptions.
Many prominent T. Rowe Price funds will make meaningful distributions, and some are closed to new investors, which can cause managers to realize gains to meet shareholder redemptions instead of satisfying them with cash inflows.
Several Fidelity funds are expected to pay a distribution of more than 5% NAV; the large, widely followed, and Silver-rated Fidelity Contrafund expects to payout 8% of NAV on December 13.
A few passive funds at Columbia Threadneedle, which are supposed to be more tax-efficient, estimate they will distribute gains of almost 10% NAV in December.
I own a Shelton Capital fund, but have never seen the distribution amounts posted. SBH amounts are still not posted yet. Grandeur Peak, Vanguard, Rondure, Matthews Asia and FMI Funds are several funds that have still not posted yet as of this morning.
I believe this is the link where the information will be posted once it is determined for SBH:
This is such a great resource for me during distribution season. What are you guys doing with this data? I use it to create estimates of what my clients will receive in distributions before the end of the year, determine which funds to put off buying, and (some years, not this one) tax loss harvesting out of funds that will pay more in dividends than the capital gains would be.
I assume I'm not the only one who is going to these sites and typing the numbers into excel? Next year.... what do you think about also having a shared google sheet?
I am glad you and others find it useful. I do this so there is one central location with the information is aggregated for investors and in order to prevent questions as to why did my fund decline 8% when the market was up 1% today. I have previously read some posters wish there was a central location as to where investors wish they could obtain this information and look at it collectively which is why I do this every year.
Some posters have linked this page to other board's web page to benefit its readers.
I am open to suggestions for ways to improve this annual post. All suggestions need to be run through the MFO management for their final approval.
Comments
https://www.davisetfs.com/gains_estimated
Davis Funds:
https://davisfunds.com/document/read/2021_estimated_year_end_capital_gains_distributions
Delaware Funds:
https://mim.fgsfulfillment.com/download.aspx?sku=CGE-RET
DF Dent Funds:
https://dfdent.com/wp-content/uploads/2021/12/Capital-Gains-Distribution-2021.pdf
Diamond-Hill Funds:
https://www.diamond-hill.com/sitefiles/live/documents/funds/documents/Distributions/DHF year-to-date capital gains as of 9-30-21.pdf
Dimensional Funds:
https://us.dimensional.com/dfsmedia/f27f1cc5b9674653938eb84ff8006d8c/75512-source/options/download/
Doubleline Funds (final):
https://doublelinefunds.com/wp-content/uploads/2021-DL-Funds-Final-Capital-Gains-12-7-2021.pdf
Driehaus Funds:
https://www.driehaus.com/system/uploads/fae/file/asset/419/DMF_Year_end_Distribution_Estimates_2021.pdf
DWS Funds:
https://www.dws.com/globalassets/cio/dam-us/pdfs/resources/tax-center/forms/2021-estimated-capital-gains.pdf?v=1222751401
Eaton Vance Funds (same as Calvert):
https://funds.eatonvance.com/media/public/4878.pdf
Edgewood Growth Fund:
http://edgewood.com/documents/Edgewood Growth Fund Estimated Capital Gain Letter 2021.pdf
Emerald Funds:
https://www.emeraldmutualfunds.com/documents/emeraldmutualfunds-dd-20211105.pdf
Eventide Funds:
https://www.eventidefunds.com/wp-content/uploads/Eventide-Preliminary-Year-End-2021-Distribution-Requirements-09-30-2021.pdf
Fairholme Funds:
http://fairholmefundsinc.com/Bulletin/FAIRXFOCIXFAAFXEstimateQ42021.pdf
FAM Funds:
https://fenimoreasset.com/resources/fam-funds-tax-center/
Federated Hermes Funds:
https://services.federatedinvestors.com/teamsite-file-server/content/Preliminary+Capital+Gains?token=ZGFmXHBkZlxyZXNvdXJjZXNcdGF4Y2VudGVyXDUwMTM1LnBkZg==|1|MCwCFEiSXs2InWoNz3zdrmKk5ToXhuO/AhRo6jqHiWsH5+jVIF2TtxmJ82LjKw==&location=aHR0cHM6Ly9zZXJ2aWNlcy5mZWRlcmF0ZWRpbnZlc3RvcnMuY29tL3RlYW1zaXRlLWZpbGUtc2VydmVyL2NvbnRlbnQvUHJlbGltaW5hcnkrQ2FwaXRhbCtHYWlucz90b2tlbj1aR0ZtWEhCa1pseHlaWE52ZFhKalpYTmNkR0Y0WTJWdWRHVnlYRFV3TVRNMUxuQmtaZyUzRCUzRCU3QzElN0NNQ3dDRkVpU1hzMkluV29OejN6ZHJtS2s1VG9YaHVPJTJGQWhSbzZqcUhpV3NINSUyQmpWSUYyVHR4bUo4MkxqS3clM0QlM0Q=|MC0CFQCCjnzu18u+1gQNthK1U6GDJRWf8AIURxNllzwWw0Q3z7xOjutXrtaHtuU=
Fidelity Funds:
https://www.fidelity.com/mutual-funds/information/distributions#/?table=estimated
Fidelity Advisor Funds:
https://institutional.fidelity.com/app/tabbed/products/FIIS_SP52_DPL2_DSC1.html?navId=320
FMI Funds:
https://www.fmimgt.com/fmi/funds/other/2021_Y-E_Distributions - Final.pdf
FPA Funds:
https://fpa.com/docs/default-source/tax-dividend-info/all-fund-year-end-2021-distributions-estimates.pdf?sfvrsn=e2d9919d_3
Franklin-Templeton Funds:
https://franklintempletonprod.widen.net/s/x5jwgrbbvm/2021-capital-gains-indications
Frost Funds:
https://www.frostinv.com/dam/jcr:b968192a-873d-4e4a-ba61-2d255bd1fecd/Cap Gain Estimates as of 10.27.2021.pdf
FS Investments:
https://fsinvestments.com/capital-gains-distributions/
GAMCO/Westood/Teton Funds:
https://www.gabelli.com/funds/div_estimates
Glenmede Funds:
https://www.glenmedeim.com/wp-content/uploads/2021/02/glenmede-funds-capital-gains.pdf
GMO Funds:
https://www.gmo.com/globalassets/documents---manually-loaded/documents/distribution-estimates-and-dates/disribution-estimates-mutual-funds.pdf
Goldman Sachs ETFs:
https://www.gsam.com/content/dam/gsam/pdfs/us/en/tax-information/2021/ETF Cap End_Distribution 2021.pdf?sa=n&rd=n
Goldman Sachs Funds:
https://www.gsam.com/content/dam/gsam/pdfs/us/en/tax-information/2021/EI-51 Cap End_Distribution-2021.pdf?sa=n&rd=n
GQG Partners LLC:
https://gqgpartners.com/sites/default/files/2021estimatedcapitalgains_gqdi_9.30.2021.pdf
Grandeur Peak Global Funds:
https://www.grandeurpeakglobal.com/distributions
Greenspring Fund:
https://www.greenspringfund.com/distributions-3-2/
Guidestone Funds:
https://www.guidestonefunds.com/Tax Information/Capital-Gains
https://media.hardingloevner.com/fileadmin/pdf/HLF/HLF-Distribution-Estimates-Aug21.pdf
Hartford Funds:
https://www.hartfordfunds.com/dam/en/docs/pub/funddocuments/regulatorydocument/Tax Center/capgainsdistributions/2021 Hartford Funds October Capital Gains Estimate.pdf
Hartford ETFs:
https://www.hartfordfunds.com/dam/en/docs/pub/funddocuments/regulatorydocument/Tax Center/capgainsdistributions/2021 Hartford ETFs Capital Gain Estimates.pdf
Heartland Funds:
https://www.heartlandadvisors.com/Products/Mutual-Funds/Tax-Information
Hennessy Funds (updated; HFCSX-ouch):
https://www.hennessyfunds.com/funds/distributions
Hodges Funds:
https://hodgesfunds.com/articles/2021-estimated-capital-gains
Homestead Funds:
https://www.homesteadfunds.com/wp-content/uploads/1221-Estimated-Year-End-Distributions.pdf
Hood River Small Cap Growth Fund:
https://hoodrivercapital.com/wp-content/uploads/2021/11/2021-Distribution-Estimates.pdf
Integrity Viking Funds:
https://www.integrityvikingfunds.com/Content/Documents/year-end-distribution-information
I Shares:
https://www.ishares.com/us/capital-gains-distributions
Invenomic Fund:
https://7241c902-e3d3-4d84-a977-d9db98e94ce3.filesusr.com/ugd/8592d8_2e4ad6c7645145b88d5867e67bff5ecb.pdf
Invesco Funds:
https://www.invesco.com/us-rest/contentdetail?contentId=d575f061-c209-45fe-a6f5-cf8d9735aae5
Ivy Funds:
https://mim.fgsfulfillment.com/download.aspx?sku=CGE-IVY
James Advantage Funds:
https://www.jamesinvestment.com/fund-template.php?ticker=JMCRX
https://www.jamesinvestment.com/fund-template.php?ticker=JASCX
https://www.jamesinvestment.com/fund-template.php?ticker=GLRBX
https://www.jamesinvestment.com/fund-template.php?ticker=JAVAX
Janus Henderson Funds (check the Enterprise Fund):
https://2deaa804a6dc693855a0-eba658c6bc03668a61900f643427d64d.ssl.cf1.rackcdn.com/Documents/product/distribution-tax/2021 Janus Henderson Estimated Per Share Distribution Amounts - Revised.pdf
Jensen Investment Management:
(Value)
https://www.jenseninvestment.com/wp-content/uploads/2021/05/2021.09.30-jensen-quality-value-fund-capital-gains-distributions.pdf
(Growth)
https://www.jenseninvestment.com/wp-content/uploads/2021/05/2021.09.30-jensen-quality-growth-fund-capital-gains-distributions.pdf
John Hancock Funds:
https://www.jhinvestments.com/content/dam/JHINV/public/Corporate/News/CorporatePressReleases/2021-estimated-capital-gain-and-income-distribution-press-release-jhi.pdf
JOHCM Funds:
https://johcm.com/us/how-to-invest/231/distributions
JP Morgan Funds:
https://am.jpmorgan.com/content/dam/jpm-am-aem/americas/us/en/supplemental/news-and-fund-announcements/mutual-funds-capital-gains-estimates.pdf
Kinetics Funds:
http://kineticsfunds.com/wp-content/uploads/2021/10/KMF-2021-Estimated-distributions.pdf
Kopernik Funds:
https://www.kopernikglobal.com/sites/default/files/KGI CG MEMO - October 2021 Estimate.pdf
Laudus Funds:
https://www.schwabassetmanagement.com/resource/laudus-funds-estimated-annual-distributions-2021
Lazard Funds:
https://www.lazardassetmanagement.com/docs/-m0-/77272/LazardFundsYear-EndDistributionEstimates.pdf
Leuthold Group:
https://funds.leutholdgroup.com/latest-news/539/download
LKCM Funds:
https://lkcmfunds.com/wp-content/uploads/2021/11/2021-Year-End-Mutual-Fund-Distribution-Estimates-11-01-21.pdf
LoCorr Funds:
https://www.locorrfunds.com/documents/Prospectus-Annual Reports/Annual_CapitalGains-Dividends.pdf
Loomis Sayles Funds:
https://www.loomissayles.com/internet/internet.nsf/content?readform&ctype=capitalgains&channel=mf
Lord Abbett Funds:
https://www.lordabbett.com/en/strategies/tax-center/capital-gain-distributions.html#la_Estimated_Capital_Gains
Madison Funds:
https://madisonfunds.com/individual/tax-info
Mairs and Power Funds:
https://www.mairsandpower.com/about-us/company-news/item/121-estimated-2021-capital-gains-and-dividends
Marsico Funds:
https://www.marsicofunds.com/investor-resources/content/distributions.fs
Matthews Asia Funds:
https://www.matthewsasia.com/resources/distributions-tax/distribution-dates/
Meeder Funds:
https://www.meederinvestment.com/-/media/Files/Distribution-PDFs/Meeder-Funds-2021-Capital-Gains-Distributions-Estimates.ashx
Meridian Funds:
http://meridianfund.com/files/6516/3534/5394/2021_Estimated_Distributions_-_Meridian_Funds_093021.pdf
MetWest Funds:
https://www.tcw.com/-/media/Downloads/com/Products/US-Funds/MetWest-Funds/Distribution-and-Tax-Information/MWFUNDsb-estimates.pdf
MFS Funds:
https://www.mfs.com/content/dam/mfs-enterprise/mfscom/backlot/mfs_cg_fly.pdf
Miller Family of Funds:
https://www.millerfamilyoffunds.com/wp-content/uploads/2021/10/Miller-Funds-Distribution-2021-Capital-Gains.pdf
Miller Value Funds:
https://millervaluefunds.com/wp-content/uploads/pdf/miller-value-funds-cap-gains.pdf?cache=1637093949378
Mirae Asset Funds:
https://investments.miraeasset.us/application/files/1016/3544/8996/2021_Estimated_Capital_Gains_Distributions.pdf
Monetta Funds:
https://monetta.com/dividend-distributions/
https://nationwidefinancial.com/media/pdf/MFN-0435AO.pdf?_ga=2.172759907.1113126338.1636330155-608449583.1632877675
Navigator Funds:
https://navigatorfunds.com/capital-gains-2022/
Needham Funds:
Small Cap:
https://www.needhamfunds.com/mutual-funds/small-cap-growth-fund/
Aggressive Growth:
https://www.needhamfunds.com/mutual-funds/aggressive-growth-fund/
Growth:
https://www.needhamfunds.com/mutual-funds/growth-fund/
Neuberger Berman (NB) Funds (each of the three categories opens in Excel):
NB Alternative
https://www.nb.com/handlers/documents.ashx?id=1441c1e8-736b-4beb-8361-e174c4e0f477&name=2021 Distribution Estimates - Alternative Funds
NB Equity
https://www.nb.com/handlers/documents.ashx?id=230a87ed-1bf5-4e6e-9c65-6c00a2145b3b&name=2021 Distribution Estimates - Equity Funds
NB Income
https://www.nb.com/handlers/documents.ashx?id=ad5438fb-e9f4-4173-a955-df360144954d&name=2021 Distribution Estimates - Income Funds
Nicholas Funds:
https://www.nicholasfunds.com/Distribution-Information/2021_Distribution_Calendar.htm
North Square Investments:
https://northsquareinvest.com/wp-content/uploads/2021/10/2021-North-Square-Funds-Estimated-Capital-Gains-Distributions-26-October-2021.pdf
Northern Trust Funds:
https://cdn.northerntrust.com/pws/nt/documents/funds/resources/estimated-capital-gains-2021.pdf
North Star Funds:
https://nsinvestfunds.com/insights/news/
Nuance Funds:
https://www.nuanceinvestments.com/mutual-fund-news
Nuveen Funds:
https://documents.nuveen.com/Documents/Nuveen/Default.aspx?uniqueId=3c3be13d-d800-48e2-a537-c251162ab9f4
NY Life Funds/Mainstay:
https://www.newyorklifeinvestments.com/assets/documents/tax/cap-gains-estimate.pdf
NY Life/IndexIQ:
https://www.newyorklifeinvestments.com/assets/documents/tax/indexiq-capital-gains-estimates-2021.pdf
Oakmark Funds (final;updated 12/16/21):
https://oakmark.com/news-insights/2021-year-end-fund-distributions/
Oberweis Funds:
https://oberweisfunds.com/wp-content/uploads/2021/11/2021-Capital-Gains.pdf
Optimum Funds:
https://mim.fgsfulfillment.com/download.aspx?sku=CGE-OPT
Osterweis Funds:
https://www.osterweis.com/files/Distribution Estimates.pdf
PartnerSelect Funds:
https://partnerselectfunds.com/distribution-estimates/
Pax World Funds:
https://impaxam.com/customer-service/distributions/
Payden & Rygel Funds:
https://www.payden.com/pdf/Capital Gain Payment_2021.pdf
Pear Tree Funds:
https://www.peartreefunds.com/sites/default/files/2021 Pear Tree Distribution Estimates.pdf
Permanent Portfolio of Funds:
Permanent Portfolio:
https://www.permanentportfoliofunds.com/pdf/PP 2021 Estimated DD FINAL.pdf
Aggressive:
https://www.permanentportfoliofunds.com/pdf/AGP 2021 Estimated DD FINAL.pdf
Versatile Bond:
https://www.permanentportfoliofunds.com/pdf/VBP 2021 Estimated DD FINAL.pdf
Short-Term Treasury:
https://www.permanentportfoliofunds.com/pdf/STTP 2021 Estimated DD FINAL.pdf
Perritt Funds (updated):
https://www.perrittcap.com/2021-distribution-update/
PGIM Funds:
https://www.pgim.com/investments/getpidoc?file=113BA56FF6064EDDBAB0E648AAFEE79F
Phaeacian Partners Funds:
https://www.phaeacianpartners.com/srp/lit/7z16ro/Estimated-Capital-Gains-Distributions_Phaeacian-Partners-Mutual-Funds_30-09-2021.pdf
Pimco EqS Funds:
https://www.pimco.com/handlers/displaydocument.ashx?wd=Portfolio Statistics for Advisors&fn=EqS Funds 2021 Capital Gain Estimates.pdf&id=r3Hfuaim6M8wCPtD9wq02N3T5p0935UHxaVR/uzdloYMAcXkp3T2FOGPjbmPpGbRyJBLEKSsw39erNEUWX39V8THd26kmgeGP20x1w825zDfPyoFvaNe+LjYCN0K5+4hpC06ScGBisssl/PY5WhvGiYcg3nOJLyPPMopp2JOwJ3fcZItFpgvipo7BPycJqAInRs8I1kLKOPCVD7QAgeTVPcc75SSqPOmxM8cH10eP4Ax/llE8bsM2c5aPA0BDoLwFA9ycBvEBhXn3qQ8mpPRIBscRkfHH3p51C5oksbH72yiSf68GeI4nDQbR74XFWde
Pimco Fund:
https://www.pimco.com/handlers/displaydocument.ashx?wd=Portfolio Statistics for Advisors&fn=PIMCO Funds 2021 Capital Gain Estimates.pdf&id=upbTG3hzW4rXDhu2h2LUj6mt3LsFKM3hgE8cZ0V/n9xovrS12GcyXGVM9cRKzY4Anfx0B6R/ed4sE9GPoKFc1dALL6yczjXWAbXkxIQFSz3U9Wc9bMdHu5LxNTKNCus21sNJ/X0PETJcvuGS5pVT1dAuAahEfwHZA5A2mpcnJLbacZlhayFft/dF2k8Mn4kQcrio9Unz/5+jxE+PIZLU+Xi4LChSyze61AQNGKiJD9ku/69a6+9mQJ5kgvWMsm9UQxQxXeDEQ+0TGZ9szpz4jlLLd5QRFFgOfy/eJtxEAtYzC7uHFD5W+di/Xp1ppXLE
Pimco Funds (supplemental):
https://www.pimco.com/handlers/displaydocument.ashx?wd=Portfolio Statistics for Advisors&fn=PIMCO and EqS Fund of Funds 2021 Quarterly and Supplemental Distributions.pdf&id=MMb+PXEskUUspmvaLxPF2xusWqQK7qj0XRl3/SXA4IVHNKgJd5JpdAqqgp24dPd7rM8QqRsce/TPTbQccexKEIIVBb+jXv0CyTJQV7E45t4vRts1qniHD/oAR+61JEkwMPFXIdR0F7fbei0b8Fb+OWR9LfPYlKW0Wff1CGb8Dc41rlpSpmjfSwJ1gAQGnUPnkOKGqL35iQaMVHvLhYXxXC1K8y4CZIMqIzXmX4VVNIeuQ5ulcHy8LuQKKca44hFtZsn5S4hBxrgoiPLAFZxKZsJW9IwfU6KB0xeqIB1LCz2lzfFbbXesm3Hm50Cqkwh/
Pinnacle Value Fund:
http://www.pinnaclevaluefund.com/historicalresults.aspx
Pioneer Funds:
https://www.amundi.com/usinvestors/ezjscore/call/ezjscamundibuzz::sfForwardFront::paramsList=service=ProxyGedApi&routeId=_dl_ee4aefc1-c3e5-44ce-8de5-2540ce60c0bc_download
Polen Growth Funds:
https://www.polencapital.com/wp-content/uploads/Polen-Year-End-Capital-Gain-Distribution-Estimates.pdf
Praxis Funds:
https://doclib.everence.com/WorkArea/DownloadAsset.aspx?id=29106
Primecap Odyssey Funds:
https://www.primecap.com/wp-content/uploads/2021/12/Odyssey-Funds-2021-Final-Distribution-Amounts.pdf
Principal Funds:
https://secure02.principal.com/publicvsupply/GetFile?fm=MM3682&ty=VOP&EXT=.VOP
Provident Trust Strategy Fund (new):
https://www.provfunds.com/docs/12.17.21 Distribution Summary.pdf
PT Asset Management/PTAM Funds:
http://ptam.com/documents/capital_gain_distribution_estimates_2021.pdf
Putnam Funds:
https://www.putnam.com/literature/pdf/TX001-66257d95c9747a9645cbe1986675c54f.pdf
Pzena Funds:
https://www.pzena.com/wp-content/uploads/2021/10/MF-Estimated-Capital-Gains-2021.pdf
Rice James Funds:
https://rhjfunds.com/wp-content/uploads/2021/10/RHJ-Capital-Gain-Estimate-2021.pdf
RiverNorth Funds:
https://www.rivernorth.com/rncix-rncox
https://www.rivernorth.com/rnhix-rnotx
https://www.rivernorth.com/rnsix-rndlx
Riverpark Funds:
http://www.riverparkfunds.com/assets/pdfs/news/Estimated_Distribution_Information_2021.pdf
RMB Funds:
https://dev.rmbfunds.com/sites/default/files/2021-11/DIV GAINS ESTIMATES 11 4 2021 REVISED_1.pdf
Rondure Global Funds:
https://www.rondureglobal.com/distributions
Royce Funds:
https://www.royceinvest.com/news/Distributions/open-end-funds-year-end-distributions-estimates
Russell Investments:
https://russellinvestments.com/Publications/US/Document/Estimated_Cap_Gain_RIC_Funds.pdf
Saturna Capital Funds:
https://www.saturna.com/mutual-funds/distributions
Schwab ETFs:
https://www.schwabassetmanagement.com/resource/schwab-etfs-estimated-capital-gains-distributions-2021
Schwab Funds:
https://www.schwabassetmanagement.com/resource/schwab-funds-estimated-annual-distributions-2021
Segall Bryant & Hamill Funds:
https://www.sbhfunds.com/wp-content/uploads/2021/07/Distribution-Information-2021_10YE-Estimates.pdf
Selected Funds:
https://selectedfunds.com/document/read/2021_estimated_year_end_capital_gains_distributions
Sequoia Fund (final):
https://www.sequoiafund.com/Communications
Sierra Mutual Funds:
https://sierramutualfunds.com/media/127932/21-estimated-cap-gains.pdf
Sit Funds:
https://www.sitfunds.com/2021-tax-information/
Smead Value Fund:
https://smeadcap.com/wp-content/uploads/2021/11/2021-Dividend-Distribution-Estimates.pdf
Sound Shore Fund:
https://soundshorefund.com/portfolio/#distributions
Southeastern Asset/Longleaf Funds:
https://southeasternasset.com/report/2021-capital-gains-estimates/
Sprott Gold Equity Fund:
https://sprott.com/media/3455/sgef-distribution-per-share-estimate.pdf
Sterling Capital Funds:
https://6b517bbbe092ed90657e-e87f61d6c272d3a7e8ddccf5e9815e01.ssl.cf2.rackcdn.com/SC-Funds-Est-Capital-Gains-2021.pdf
Steward Funds:
https://www.crossmarkglobal.com/wp-content/uploads/Steward-2021-Estimated-Year-End-Distributions-093021-FINAL.pdf
TCM Small Cap Growth Fund:
https://ea83200a-ea1c-4496-9ce5-d9a0d3c7578e.filesusr.com/ugd/caaf6a_c3ec1ab3559a482fad7acd79e5becc24.doc?dn=TCMSX - 2021 Estimated Distribution Information.doc
TCW Funds:
https://www.tcw.com/-/media/Downloads/com/Products/US-Funds/TCW-Funds/Distribution-and-Tax-Information/TCW-FUND-Distributions-estimates.pdf
T Rowe Price Funds (updated):
https://www.troweprice.com/personal-investing/resources/planning/tax/dividend-distributions/mutual-funds/2021-year-end-distributions.html
Preliminary amounts:
https://www.troweprice.com/personal-investing/resources/planning/tax/dividend-distributions/mutual-funds/preliminary-year-end-distributions.html
Third Avenue Funds:
https://thirdave.com/2021-income-capital-gain-distributions-est/
Thompson IM Funds:
https://thompsonim.com/pdf/2021EstDistributions.pdf
Thornburg Funds:
https://www.thornburg.com/products-performance/mutual-funds/capital-gains/
Thrivent Funds:
https://www.thriventfunds.com/support/tax-resource-center/capital-gains.html
https://www.tiaa.org/public/pdf/2020_estimated_annual_taxable_distribution-retail_share_class.pdf
TIAA Funds (updated;Institutional):
https://www.tiaa.org/public/pdf/Estimated_Annual_Taxable_Distribution-Institutional_Share_Class.pdf
TIAA Funds (updated; class W):
https://www.tiaa.org/public/pdf/2021_estimated-annual-taxable-distributions-w-class.PDF
TIAA Funds (updated; Premier):
https://www.tiaa.org/public/pdf/2021_estimated_annual_taxable_distribution-premier_share_class.PDF
TIAA Funds (updated; Advisor):
https://documents.nuveen.com/documents/Nuveen/Default.aspx?uniqueId=8e0484b8-cb12-4a4d-9d73-86967f57b5f9
TIAA Funds (updated; retirement):
https://www.tiaa.org/public/pdf/2021_estimated_annual_taxable_distribution-retirement_share_class.PDF
Tocqueville Funds:
https://www.tocquevillefunds.com/sites/default/files/Distributions_2021_prelim_111621.pdf
Touchstone Funds (Westernsouthern):
https://www.westernsouthern.com/-/media/files/touchstone/tax-planning/capital-gains.pdf
Transamerica Funds:
https://www.transamerica.com/sites/default/files/files/e070d/2021 Capital Gain Distribution Estimates 09.30.21 Approved.pdf
Tweedy, Browne:
https://www.tweedy.com/resources/library_docs/general/2021 Estimated Distributions 8-31-21.pdf
UBS Funds (new):
https://www.ubs.com/us/en/asset-management/individual-investors-and-financial-advisors/products/mutual-fund/_jcr_content/mainpar/toplevelgrid/col1/accordionbox_1691868404/linklist_279282322/link_168507298.0576113708.file/PS9jb250ZW50L2RhbS9hc3NldHMvYW0vdXMvdXMtZmluYW5jaWFsLWFkdmlzb3IvcHJvZHVjdHMvdWJzLW11dHVhbC1mdW5kcy9jYXAtZ2FpbnMucGRm/cap-gains.pdf
USAA Funds:
https://advisor.vcm.com/assets/resources-mutualfunddoc/USAA Mutual Funds Estimated Capital Gains and Income.pdf
ValueLine Funds:
https://vlfunds.com/gains
Van Eck Funds:
https://www.vaneck.com/us/en/vaneck-funds-2021-estimated-yearend-dividends-distributions.pdf
Vanguard Funds (updated 12/10/21 with ETFs):
https://advisors.vanguard.com//iwe/pdf/taxcenter/FAFYEEST_122021.pdf
Versus Capital Funds:
https://versuscapital.com/wp-content/uploads/2021-Versus-Capital-Estimated-Capital-Gains.pdf
Victory Funds:
https://advisor.vcm.com/assets/resources-mutualfunddoc/Victory Funds Estimated Capital Gains.pdf
Victory Integrity & Munder Funds:
https://advisor.vcm.com/assets/resources-mutualfunddoc/Victory Munder and VPII Mutual Funds Estimated Capital Gains.pdf
Victory RS Funds:
https://advisor.vcm.com/assets/resources-mutualfunddoc/Victory RS and VVI Funds Estimated Capital Gains.pdf
Virtus Funds (incl Westchester Funds-Merger Fund):
https://www.virtus.com/assets/files/2gs/virtus-mutual-funds-year-end-distribution-est-7065.pdf
Voya Funds:
https://individuals.voya.com/document/product/2021-estimated-capital-gains.pdf
Vulcan Value Partners Funds (updated):
https://www.vulcanvaluepartners.com/wp-content/uploads/2021/11/2021-Distributions-Estimates-10.31.21.pdf
Walthausen Funds (check WSCVX-ouch):
http://www.walthausenfunds.com/fund-documents/
Wasatch Global Funds:
https://wasatchglobal.com/wp-content/uploads/2021/11/2021_Yr_End_Dist_Estimates_v1w1.pdf
Weitz Funds:
https://weitzinvestments.com/funds/distributions.fs
Wells Fargo Asset Management:
https://www.wellsfargoassetmanagement.com/assets/public/pdf/product-alerts/20211020-productalert.pdf
Westwood Funds:
https://westwoodgroup.com/wp-content/uploads/2020/12/Capital-Gains-Distribution-Estimate-11.12.21.pdf
William Blair Funds:
I & N classes
https://www.williamblairfunds.com/resources/docs/William Blair Funds - Estimated Distributions 2021 - Class I and N.pdf
R6 class:
https://www.williamblairfunds.com/resources/docs/William Blair Funds - Estimated Distributions 2021 - Class R6.pdf
WisdomTree ETFs:
https://www.wisdomtree.com/-/media/us-media-files/capital-gains-estimates-schedule/2021-us-preliminary-estimated-capital-gains-distributions.pdf
https://yorktownfunds.com/funds-performance/distributions/#2021-distribution
Zevenbergen Funds:
Genea
https://www.zci.com/wp-content/uploads/2021/12/Zevenbergen-Genea-Distributions-2021.pdf
Growth:
https://www.zci.com/wp-content/uploads/2021/12/Zevenbergen-Growth-Distributions-2021.pdf
https://im.bnymellon.com/us/en/documents/manual/tax-forms/2021-early-estimated-capital-gains-november-2021.pdf
Dodge and Cox (new)
https://www.dodgeandcox.com/pdf/shareholder_services/dc_estimated_year_end_distributions_2021.pdf
Evermore (new)
https://evermoreglobal.com/our-products/global-value-fund-distributions/
Harbor Mid Cap Growth is paying 40% (But I think they switched strategies/managers this year) https://www.harborfunds.com/docs/Dividend_Estimates_HMCGF.pdf
Harbor Capital
https://assets.harborcapital.com/docs/Dividend_Estimates_2021.pdf
FPA
https://fpa.com/docs/default-source/tax-dividend-info/all-fund-year-end-2021-distributions-estimates.pdf?sfvrsn=e2d9919d_3&utm_medium=email&_hsmi=176507488&_hsenc=p2ANqtz-_pVNDZGWeFi77zgEJdgzwsWk6FOCm1LAz373HAYaS_3Rsc1zSzI2mRqVNIS7x02olDuTg4Ft4U8N2ZL6qRG8bChq3NfQ&utm_content=176507488&utm_source=hs_email
https://www.calamos.com/globalassets/media/documents/tax-center/calamos-market-neutral-income-fund-estimated-2021-capital-gains.pdf
Estimates for all other Calamos funds will be available Nov 1
https://www.calamos.com/resources/tax-center/
I used to be in BRUFX and never found any estimations, even when I called. I sold the fund a few years ago, mostly because of the estimated distributions being a state secret.
Dave
I still own it.
Waiting on Parnassus next -- they tend to do distributions early in mid-Nov.
I have RPMGX & TRSGX . breathtaking!
https://www.artisanpartners.com/investment-professionals/resources/tax-center/distributions.html
First Eagle
https://www.feim.com/sites/default/files/8.31.21_Summary_dividend_estimates.pdf
yikes @US Value
Natixis
https://www.im.natixis.com/us/year-end-distribution-estimates
Strangely Oakmark fund and Oakmark international are paying 0-1%, but the global fund is paying 8....
Seafarer
https://www.seafarerfunds.com/distributions/
https://www.morganstanley.com/im/publication/forms/tax/2021-estimated-year-end-distributions.pdf
https://oakmark.com/news-insights/2021-fund-capital-gain-distribution-estimates/
Morningstar’s associate director of equity strategies, Christopher Franz today published the Capital Gains Roundup for 2021, evaluating distribution estimates for some of the largest fund families.
Highlights include:
It pretty much summarizes the capital gain distribution estimates of many of the mutual fund families and related links cited above.
Thanks in advance.
I own a Shelton Capital fund, but have never seen the distribution amounts posted. SBH amounts are still not posted yet. Grandeur Peak, Vanguard, Rondure, Matthews Asia and FMI Funds are several funds that have still not posted yet as of this morning.
I believe this is the link where the information will be posted once it is determined for SBH:
https://sbhfunds.com/wp-content/uploads/2021/07/Distribution-Information-2021_10.pdf
I assume I'm not the only one who is going to these sites and typing the numbers into excel? Next year.... what do you think about also having a shared google sheet?
I am glad you and others find it useful. I do this so there is one central location with the information is aggregated for investors and in order to prevent questions as to why did my fund decline 8% when the market was up 1% today. I have previously read some posters wish there was a central location as to where investors wish they could obtain this information and look at it collectively which is why I do this every year.
Some posters have linked this page to other board's web page to benefit its readers.
I am open to suggestions for ways to improve this annual post. All suggestions need to be run through the MFO management for their final approval.