2016 Capital Gains Estimates

TheGainTrain · September 2016

Creating a forum for posting any capital gains distributions estimates as they come in... For each poster who posts multiple MF capital gains distributions, please try to alphabetize them under your one post.

TheGainTrain · September 2016

American Funds:
https://www.americanfunds.com/individual/service-and-support/tax-center/2016-year-end-distributions.html
db x-trackers:https://etfus.deutscheam.com/US/EN/resources/about-us/news-updates/ETFCG_Estimates_2016-2016-11-15.pdf
Federated:http://www.federatedinvestors.com/FII/daf/pdf/46232.pdf
Franklin Templeton:
https://www.franklintempleton.com/content-us/pdf/en-us/en-us-retail/fund-info/GOF-PAKCG.pdf
Hartford:https://www.hartfordfunds.com/dam/en/docs/pub/funddocuments/regulatorydocument/Tax Center/2016 Hartford Mutual Funds Cap Gains estimate.pdf
Kopernik: http://kopernikglobal.com/sites/default/files/KGI CG MEMO 815 2016.pdf
Morgan Stanley:http://www.morganstanley.com/im/publication/forms/msf/estimated-2016-year-end-distributions.pdf
Naitonwide:https://nationwidefinancial.com/media/pdf/MFW-0391AO.pdf?_ga=1.238748873.838726131.1422368870
Oppenheimer:https://www.oppenheimerfunds.com/investors/doc/Capital_Gains_Distributions_Estimates.pdf?dig_asset_metrics=done
Putnam:https://www.putnam.com/literature/pdf/EO183.pdf
Royce:https://www.roycefunds.com/news/2016/10/open-end-funds-2016-year-end-distributions
Russell Investments:
https://russellinvestments.com/us/funds/tax-information
SunAmerica:https://www.safunds.com/pdf/capital-gains-estimates-as-of-9-30-16-with-nav.aspx
Thrivent:https://www.thriventfunds.com/support/tax-resource-center/capital-gains.html
Touchstone:http://www.touchstoneinvestments.com/documents/pdf/TSF618.pdf

Ted · September 2016

@TheGainTrain: This has been tried before on the MFO Board, however; speaking for myself I found it to be to unwieldy, but good luck.
Regards,
Ted

AndyJ · September 2016

If CapGainsValet starts up again this year, it's also a decent source.

rforno · September 2016

This thread in years past, and/or CapGainsValet, were quite helpful. Even if this thread was somewhat chaotic in content, that's what the search function in your browser is for.

AndyJ · September 2016

rforno said:
Even if this thread was somewhat chaotic in content, that's what the search function in your browser is for.

Bingo!

TheShadow · September 2016

TheShadow · September 2016

Janus Funds:

https://17eb94422c7de298ec1b-8601c126654e9663374c173ae837a562.ssl.cf1.rackcdn.com/Documents/advisor/fund documents/Janus Funds Preliminary Distribution Estimates 2016.pdf

Jensen Quality Growth Fund:

https://www.jenseninvestment.com/jmf/jensen-funds/jensen-quality-growth-fund/distributions/

JOHCM Funds:

https://www.johcm.com/our-funds/distributions

John Hancock Funds:

http://www.jhinvestments.com/CMS/DownloadableItems/NewsDocuments/Public/2016CapitalGainDistributions.pdf

JP Morgan Funds:

https://am.jpmorgan.com/blob-gim/1383381886694/83456/2016 JPM Funds Capital Gains Estimates - Final Posting.pdf?segment=AMERICAS_US_ADV&locale=en_US

JP Morgan Access Funds:

https://www.jpmorganaccessfunds.com/blobcontent/373/128/1323465762550_2016-Access-Funds-Capital-Gains.pdf

Keeley Funds:

http://www.keeleyfunds.com/funds/distributionsummary.php

Kinetics Funds:

http://kineticsfunds.com/wp-content/uploads/2016/10/KMF-2016-distributions-EST.pdf

Kirr, Marbach Partners Value Fund:

http://kmpartnersfunds.com/pdf/km_fund_capital_gains_nov_16.pdf

Lazard Funds:

http://www.lazardnet.com/us/docs/sp0/1631/LazardFundsAnnualDistributionsEstimate.pdf?pagename=Open-End+Funds

Legg Mason Funds:

https://www.leggmason.com/content/dam/legg-mason/documents/en/tax-information/capital-gains-distribution/2016-year-end-distribution-estimates.pdf

Litman Gregory Masters Funds:

http://www.mastersfunds.com/distribution-estimates

LKCM Funds:

http://www.lkcmfunds.com/media/pdfs/LKCM_Distribution_Estimates.pdf

LoCorr Funds:

http://www.locorrfunds.com/media/pdfs/LoCorr_EstimatedCapitalGainsDividends2016.pdf

Lord Abbett Funds:

https://www.lordabbett.com/en/strategies/tax-center/capital-gain-distributions.html#la_Estimated_Capital_Gains

Madison Funds:

http://www.madisonfunds.com/individual/tax-info

Mairs & Power Funds:

https://www.mairsandpower.com/news-and-updates/208-2016-capital-gains-and-dividends

Marisco Funds:

http://www.marsicofunds.com/funds/content/distributions.fs

Matthews Funds:

http://matthewsasia.com/investor-resources/fund-distributions.fs

MetWest Funds:

https://www.tcw.com/Funds/-/media/B00831F602C146D984870D305AAE11C5.ashx

MFS Funds:

https://www.mfs.com/wps/FileServerServlet?articleId=templatedata/internet/file/data/backlot/mfs_cg_fly&servletCommand=default

Mirae Asset Funds (no numbers posted yet):

http://investments.miraeasset.us/files/4714/7688/6241/2016_Estimated_Capital_Gains_Distributions.pdf

Muhlenkamp Fund:

http://muhlx.muhlenkamp.com/announcements/

Nicholas Funds:

http://www.nicholasfunds.com/Distribution-Information/Distribution-Calendar.htm

Northern Trust Funds:

https://www.northerntrust.com/documents/white-papers/mutual-funds/individual/preliminary-est-capital-gain-distributions-2016.pdf

NY Life Investments:

http://www.nylinvestments.com/polos/MSSR06-111663988.pdf

Oakmark Funds:

http://www.oakmark.com/News/2016-Year-End-Fund-Distributions.htm

Oak Ridge Investments:

http://oakridgeinvest.com/wp-content/uploads/2016/11/2016-Oak-Ridge-Cap-Gains-Distribution.pdf

Oberweis Funds:

http://oberweisfunds.com/wp-content/uploads/2016/11/2016CapitalGains.pdf

Osterweis Funds:

https://www.osterweis.com/files/Osterweis Funds Distribution Estimates 10.31.16.pdf

PearTree Funds:

http://www.peartreefunds.com/sites/default/files/2016 November Dividend Estimate 1116.pdf

(The) Permanent Portfolio of Funds (see each fund for distribution):

http://www.permanentportfoliofunds.com/

Pinnacle Value Fund:

http://www.pinnaclevaluefund.com/historicalresults.aspx

Pioneer Funds:

https://us.pioneerinvestments.com/about-us/press-section/press-releases/20161018-final-2016-estimated-capital-gain-distributions.html

PNC Funds:

http://pncfunds.com/cmsfiles/docs/education/tax_center/CapGainsAnnouncement.pdf?1476809809459

Primecap Odyssey Funds:

http://primecap.com/prices_and_performance/distribution_information.html

Principal Funds:

https://secure02.principal.com/publicvsupply/GetFile?fm=MM3682&ty=VOP&EXT=.VOP

Provident Trust Strategy Fund:

http://www.provfunds.com/docs/10.31.16 Estimated Distribution Summary.pdf

Prudential Funds:

https://investment.prudential.com/util/common/get?file=C8E58D58C62C81FA8525804C005357A0

Quaker Funds:

http://www.quakerfunds.com/performance/tax/2016distributions

Queens Road Funds:

https://www.queensroadfunds.com/distributions.html

TheShadow · September 2016

laurenduvall · September 2016

Nuveen
http://www.nuveen.com/Home/Documents/Default.aspx?fileId=49964

AMG
https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=9&cad=rja&uact=8&ved=0ahUKEwj08d2H8rLPAhVJID4KHff5C74QFghVMAg&url=https://ip.amgfunds.com/income_cap_gain_distributions&usg=AFQjCNEOsnwXZ-IV2U0VkOsy6tlfTaRBNg&sig2=DZhWnvnDgkAFLla_167f2g&bvm=bv.134052249,d.dmo

Eaton Vance
https://funds.eatonvance.com/tax-information.php

First Eagle
https://www.feim.com/sites/default/files/media/ckeditor/1/lit_forms/2016_Preliminary_Capital_Gains_and_Income_Distributions.pdf

T.Rowe
https://www4.troweprice.com/gis/fai/us/en/funds/tax-center.html

Neuberger Berman
http://www.nb.com/pages/public/en-us/tax-information.aspx

Longleaf
http://longleafpartners.com/sites/default/files/categories/Documents/Longleaf-Partners-Funds-Capital-Gain-Distribution-Estimate-2016.pdf

Dimensional Funds (DFA)
https://my.dimensional.com/tools/materials/50298/

Doubleline
http://www.doublelinefunds.com/wp-content/uploads/2016_DLFunds-EstimatedCapitalGains10-13-2016.pdf

Meridian
http://meridianfund.com/news/meridian-funds-announces-preliminary-year-end-distribution-estimates/

Fidelity
https://www.fidelity.com/mutual-funds/information/year-end

Pimco
https://www.pimco.com/resources/tax-center

TheShadow · October 2016

Bumping this topic.

TSP_Transfer · October 2016

@TheShadow
Bumping this topic.
Keep up the great work.Thanks Shadow,et al.
Scout Funds
Based on information as of September 30, 2016, the Scout Funds listed are projected to make capital gain distributions as
indicated below. The equity funds will provide estimated income distributions in December and the fixed income funds will
continue their normal monthly income distribution schedule.
Record Date*: 12/15/2016; Ex/Pay Date: 12/16/2016
http://scoutinv.com/resources/documents/DistributionsMemo/2016 Distribution Estimates Memo 10-14-16.pdf?c=1477275470362

Crash · October 2016

Thanks to all. I'm tracking.

LLJB · October 2016

AndyJ said:
If CapGainsValet starts up again this year, it's also a decent source.

It has started but he's not working for free anymore. Good luck to him...

AndyJ · October 2016

LLJB said:

AndyJ said:
If CapGainsValet starts up again this year, it's also a decent source.
It has started but he's not working for free anymore. Good luck to him...

He's apparently got a no-fee page that links a limited number of "big guys," and it's subscription only for everything else:

Welcome to CGV Free Search!

This section of CapGainsValet will serve most individual mutual fund owners. The limited number of mutual fund firms available on this page represent roughly 70% of all mutual fund assets. If you are invested primarily with the big guys (Vanguard, Fidelity, PIMCO, American Funds, etc.), you will find all of the links you’ll need.

If you are a heavy mutual fund owner or investment professional, the Pro Search section is worth a look. There you will find (for a subscription fee) information for around 250 mutual fund firms.

Yep, good luck to him, and another tip of the hat to Shadow and MFO ...

TheGainTrain · October 2016

@laurenduvall - can't seem to access the DFA estimates and their website says "Inc."... any chance you have a link with a PDF?

Dimensional Funds (DFA)
https://my.dimensional.com/tools/materials/50298/

laurenduvall · October 2016

@thegain Train

I have to log in to Dimensional to get to it. its actually an excel file. here is the direct link, I hope it works for you!

https://my.dimensional.com/local/us/files/distribution_calculator.xlsm

if it doesn't, PM me and I can email it?

msf · October 2016

That's a really great spreadsheet. (I don't have DFA accounts, but I was curious.)

You can put in your tax rates (LT, ST, qualified) and number of shares, and it tells you your estimated taxes for the December and for the 2016 total distributions. It would be nice if other fund companies did something like this.

Brian_CAM · October 2016

Congress Asset Management:

congressasset.com/funds/mf_downloads/Congress_Funds_Cap_Gains_Estimates_10.16.pdf

FundAccountant · November 2016

Angel Oak: http://angeloakcapital.com/wp-content/uploads/4Q2016/Estimated-capital-gains-distributions-2016.pdf
Baird: http://content.rwbaird.com/BairdFunds/PDF/Estimated-Capital-Gains-10-31-16.pdf
Boston Partners: http://www.boston-partners.com/wp-content/uploads/2016/10/BP-Funds-2016-Estimated-Cap-Gain-Dist.pdf
Brown: http://www.brownadvisoryfunds.com/media/pdfs/DistributionCalendar2016.pdf
Coho: http://www.cohofunds.com/media/pdfs/Coho_2016_Distributions.pdf
Destra: http://www.destracapital.com/about/updates/destra-funds-announce-estimated-year-end-capital-gains-2
Dodge & Cox: https://www.dodgeandcox.com/pdf/shareholder_services/dc_estimated_distributions_2016.pdf
Fam Funds: http://www.famfunds.com/shareholder-services-fam-funds/year-end-distributions.cfm
Fidelity (Advisor, Retail & Destiny Funds): https://institutional.fidelity.com/app/literature/view?itemCode=779189&renditionType=pdf&pos=contentItem&selectedActivities[0].selectedActivityCode=SRCT&selectedActivities[0].selectedActivityTx=Fidelity+Advisor,+Retail,+and+Destiny+Funds
Goldman Sachs: https://www.gsam.com/content/dam/gsam/pdfs/us/en/tax-information/2016/EI-51 Cap End_Distribution-2016.pdf?sa=n&rd=n
Greenspring Fund: http://www.greenspringfund.com/distributions-3/
HSBC: https://investorfunds.us.hsbc.com/resources/documents/pdf/articles/a-135/2016-HSBC-Funds-Capital-Gains-Distributions.pdf
Integrity Viking Funds: http://www.integrityvikingfunds.com/portalintegrityfunds/DesktopModules/ViewDocument.aspx?DocumentID=382
iShares: https://www.ishares.com/us/capital-gains-distributions
Laudus: http://ims.schwab.wallst.com/repository/?doc=DistributionEstimates
Laudus Market Masters: http://ims.schwab.wallst.com/repository/?doc=LaudusMM_2004_Supp_Tax_Distr
Loomis-Sayles: http://www.loomis-sayles.eu/internet/internet.nsf/content?readform&ctype=capitalgains&channel=mf
MFS (all funds): https://www.mfs.com/wps/portal/mfs/us-investor/client-accounts/tax-center
Natixis: https://ngam.natixis.com/us/year-end-distribution-estimates
Oak Associates: http://www.oakfunds.com/OakLibrary/distributions_2016.aspx
Parnassus: https://www.parnassus.com/parnassus-mutual-funds/dividend-info
Perritt: http://www.perrittcap.com/2016-distribution-update/
Salient: http://www.salientpartners.com/wp-content/uploads/salient-funds-capital-gains-estimate-notice-2016.pdf
Sentinel: https://merrillconnect.iscorp.com/nlg/docservice/viewDocument?mcItemNbr=52879
Thornburg: https://www.thornburg.com/products-performance/mutual-funds/dividends-capital-gains/
Transamerica: https://www.transamerica.com/images/2016 capital gain distribution estimates_tcm73-37718.pdf
UBS: https://www.static-ubs.com/us/en/asset_management/financial_advisors/mutual_funds/_jcr_content/rightpar/teaser/linklist/link_4.1735452911.file/bGluay9wYXRoPS9jb250ZW50L2RhbS9pbnRlcm5ldGhvc3RpbmcvdXNfbGlicmFyeS9lbi9tdXR1YWwvY2FwX2dhaW5zLnBkZg==/cap_gains.pdf
Weitz: https://weitzinvestments.com/funds_and_performance/distribution_and_tax_information.fs
Wells Fargo: https://www.wellsfargofunds.com/assets/edocs/communications/20161101-productalert-3.pdf

heezsafe · November 2016

Parnassus Funds
https://www.parnassus.com/parnassus-mutual-funds/dividend-info

bumine · November 2016

Fidelity Mutual Funds:

https://www.fidelity.com/mutual-funds/information/year-end

laurenduvall · November 2016

Thank you everyone for posting! Do you think, when editing your post to show a new distribution.... we can put the new things at the end? That way I can easily see what is newest?

Ted · November 2016

@MFO Members: Which funds--and fund families--are dishing out big taxable distributions this year?
Regards,
Ted
M*: "A Rundown of Impending Mutual Fund Capital Gains Distributions"
http://news.morningstar.com/articlenet/article.aspx?id=778475

Mona · November 2016

While Artisan has not announced their 2016 distribution estimates, their website says:

"Artisan Partners Funds 2016 distribution record date will be November 16th and the Payment or Ex-Dividend date is November 17th"

My question is which is the latest date I can sell one of their funds and not receive the distribution? Is it by 4:00 PM on the record date Wednesday the 16th or is it by 4:00 PM on Tuesday the 15th?

Mona

bumine · November 2016

Vanguard - 2016 Preliminary Capital Gains Estimates

https://personal.vanguard.com/us/insights/article/preliminary-capital-gains-112016

heezsafe · November 2016

RiverPark Funds

riverparkfunds.com/downloads/8401_Distribution%20Info_2016_Website_ESTIMATED%20(3).pdf
This has been updated from prior preliminary versions.

Dennis Baran · November 2016

Intrepid Funds

http://www.intrepidcapitalfunds.com/media/Distribution_Estimates_2016.pdf

LLJB · November 2016

Grandeur Peak

grandeurpeakglobal.com/distributions.php

TSP_Transfer · November 2016

FPA Funds
2016 Year-End Distribution Estimates
From: FPA Funds – Mutual Fund Operations
http://www.fpafunds.com/docs/tax-and-dividend-info/year-end-distribution-estimates-2016.pdf?sfvrsn=2

Ted · November 2016

@MFO's: Already linked

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2016 Capital Gains Estimates

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