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Janus Henderson reopens D share class to new investors & referral program

edited June 2020 in Fund Discussions
Several SAI filings for various funds. Class D reopens July 6, 2020. Below are several examples as well as news stories concerning the reopening of the D share class and direct referral program:

Asia Equity Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173520/d926498d497k.htm

Janus Henderson Global Technology and Innovation Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173519/d936651d497k.htm

Janus Henderson Balanced Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173518/d868184d497k.htm

Janus Henderson Global Life Sciences Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173517/d943820d497k.htm

Janus Henderson Research Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173516/d866682d497k.htm

Janus Henderson Global Research Fund:https://www.sec.gov/Archives/edgar/data/277751/000119312520173515/d946469d497k.htm

Janus Henderson Global Real Estate Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173514/d946374d497k.htm

Janus Henderson International Value Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173513/d944932d497k.htm

Janus Henderson Overseas Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173512/d944689d497k.htm

Janus Henderson Contrarian Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173511/d930781d497k.htm

Janus Henderson Venture Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173510/d895932d497k.htm

Janus Henderson International Opportunities Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173509/d946523d497k.htm

Janus Henderson Global Equity Income Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173507/d944786d497k.htm

Janus Henderson Emerging Markets Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173506/d36766d497k.htm

Janus Henderson Triton Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173505/d880545d497k.htm

Janus Henderson Global Select Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173504/d936723d497k.htm

Janus Henderson Enterprise Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173503/d934998d497k.htm

Janus Henderson Forty Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173502/d910866d497k.htm

Janus Henderson Growth and Income Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173501/d861091d497k.htm

Janus Henderson Global Value Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173500/d946513d497k.htm

Janus Henderson European Focus Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173499/d932363d497k.htm

Janus Henderson Value Plus Income Fund:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173373/d823448d497k.htm

Janus Henderson Absolute Return Income Opportunities Fund
https://www.sec.gov/Archives/edgar/data/277751/000119312520173372/d789120d497k.htm

News articles:
https://www.businesswire.com/news/home/20200619005237/en/Janus-Henderson-Investors-Reopen-U.S.-Direct-Business

https://seekingalpha.com/news/3584530-janus-henderson-to-reopen-u-s-direct-business-channel


Janus Henderson prospectus filing:
https://www.sec.gov/Archives/edgar/data/277751/000119312520173275/d906993d497.htm



Comments

  • This is great. Janus Hederson has a number of good funds, and for years nearly the only way a new Janus investor could purchase shares was to pay an extra 10 basis points for T shares though a brokerage (NTF).

    DIY investors do also have an option to purchase I shares through Fidelity (and only Fidelity) by paying a TF, but those shares save just 5 basis points over the cost of D shares. With such a small savings, it takes a long time or a large account to make I shares worthwhile.

    Now that Janus is reopening its direct sales channel to new accounts, smaller investors have access to a low cost share class (D) of a relatively low cost family of actively managed funds.

    Note that D shares continue to be sold only directly through Janus. I suspect this is due to brokerages refusing to sell retail shares unless they can collect their 40 basis points from the fund family to sell the retail shares NTF.

    There's a 2018 thread that covers this (not some of my clearest writing, though).
    https://mutualfundobserver.com/discuss/discussion/40037/series-d-n-mutual-funds-the-new-share-classes-of-the-future
  • Ironic that American Beacon continues to maintain direct account services, but now they will not allow new direct accounts to be opened via exchanges or new applications. Janus Henderson reopens its "D" share class accounts after being closed for 11 years.
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