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  • msf November 2019
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Mark Hulbert: 2 Powerful Reasons To Pass On Investing In A Combined Charles Schwab-TD Ameritrade

FYI: I wouldn’t invest in a combined Charles Schwab-TD Ameritrade.

To be sure, it makes a certain amount of sense that Charles Schwab SCHW, +0.35%, the largest discount brokerage firm in the U.S., would be interested in acquiring TD Ameritrade AMTD, -0.52%, the second-largest firm. The discount brokerage industry has become a very-low-margin business dependent on as wide a customer base as possible.

Yet those margins have been declining before our very eyes. With brokerage commissions now zero, and Schwab charging no fee to access its basic Robo-Advisor platform (known as Schwab Intelligent Portfolios), the firm has become heavily dependent on upselling clients to the premium version of this platform that charges $30 a month and provides access to a human being. It will need a huge base of customers to upsell enough of them to turn a significant profit.

It’s not clear that a firm even as large as a combined Schwab-TD Ameritrade will be able to do so. It will have to jump over not just one, but two, very high hurdles.

Of course, Schwab has another major contributor to its bottom line besides charging for its advice: Net interest revenue, which is the difference between the interest it earns on customer cash balances and what it pays. But note carefully that this line item is dependent on attracting clients to its advisory platform and then keeping them.
Regards,
Ted
https://www.marketwatch.com/story/2-powerful-reasons-to-pass-on-investing-in-a-combined-charles-schwab-td-ameritrade-2019-11-21/print

Comments

  • This seems not so much like an argument that the merger doesn't make sense as an argument that all discount brokerages are in trouble.

    "With brokerage commissions now zero, and Schwab charging no fee to access its basic Robo-Advisor platform ... the firm ... [is] dependent on upselling clients to ... [its] platform that charges [a fee]."

    Is that really different from other brokerages who charge zero commissions and charge clients for robo services? Other brokerages may not have a "free" robo advisor, but that just means they lack a "gateway robo" for upselling to the pay version of a robo advisor. They still have the same problem of getting enough customers to pay for robo services. At least if one follows Hulbert's line of thinking.

    Since Schwab makes money on its "free" robo services from the high cash balances maintained in those accounts, I'm not sure that that Schwab needs to upsell. It could wind up making more profit by selling its "free" services to its newly acquired clients. Ones at TD Ameritrade who are reluctant to pay any fee for TDA's basic robo service (Essential Portfolios), but who might nibble at Schwab's Intelligent Portfolios (free version).
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