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Mutual Fund Conflicts Pose Issues For Brokers Under Reg BI

TedTed
in The Bullpen
FYI: Conflicts of interest in mutual funds have grown more opaque and could trip up brokers and broker-dealers when they try to comply with the Securities and Exchange Commission's new investment-advice regulation that takes effect next year.

Conflicts of interest in mutual funds arise from certain payments that fund companies make to financial advisers and their firms for selling their investments. These fees can influence the investment recommendations brokers make to clients.
Regards,
Ted
https://www.google.com/search?sxsrf=ACYBGNSgTAxwxBKRlpWMHJjyRTh4Rdh98g:1574247879791&source=hp&ei=xx3VXe6jLc7m_Qbi_YSwAg&q=Mutual+Fund+Conflicts+Pose+Issues+For+Brokers+Under+Reg+BI&oq=Mutual+Fund+Conflicts+Pose+Issues+For+Brokers+Under+Reg+BI&gs_l=psy-ab.3..35i39.2923.2923..4144...0.0..0.71.71.1......0....2j1..gws-wiz.Sw8Vn5xPOJ4&ved=0ahUKEwiuo6St0vjlAhVOc98KHeI-ASYQ4dUDCAc&uact=5

M* Research Paper:
http://images.mscomm.morningstar.com/Web/MorningstarInc/{c4142cfb-0498-453d-8601-62ae99e0f663}_wp_Conflicts_Of_Interest_111319_FINAL.pdf?utm_source=eloqua&utm_medium=email&utm_campaign=&utm_content=19629
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