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Ted June 2019

Here's a statement of the obvious: The opinions expressed here are those of the participants, not those of the Mutual Fund Observer. We cannot vouch for the accuracy or appropriateness of any of it, though we do encourage civility and good humor.

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What's inside the new rules ?

Gary

June 2019 in Fund Discussions

SEC poised to adopt rules aimed at preventing broker conflicts, boosting disclosure

https://www.reuters.com/article/us-usa-sec-bestinterest/sec-poised-to-adopt-rules-aimed-at-preventing-broker-conflicts-boosting-disclosure-idUSKCN1T617O

Comments

Ted

June 2019

@MFO Members: The rules were adopted early this afternoon. See Gary's updated link above.
Regards,
Ted

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