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Finra Arbitrators Let Thousands Of Brokers Purge Infraction Records

TedTed
in The Bullpen
FYI: Thousands of brokers have scrubbed their records clean of complaints by customers and employers, allowing them to hide information from potential investors, according to a new study.
Regards,
Ted
https://www.wsj.com/articles/finra-arbitrators-let-thousands-of-brokers-purge-infraction-records-1542459600?mod=searchresults&page=1&pos=2
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