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Shelton BDC Income Fund prospectus

https://www.sec.gov/Archives/edgar/data/836267/000139834418006368/fp0032968_485bpos.htm

Found this fund while looking at some of Shelton Capital Management Funds.

Comments

  • E.R. is 10.39% for Institutional shares. Yikes.
  • I have to conclude that those fees include those of the underlying BDCs themselves, which always have high fees. This is like a fund of closed-end funds in that regard.
  • edited July 2018
    From the prospectus link above:

    (1) ‘‘Acquired Fund Fees and Expenses’’ are the indirect costs of investing in other investment companies. The operating expenses in this fee table will not correlate to the expense ratio in the Fund’s financial highlights because the financial statements include only the direct operating expenses incurred by the Fund.

    (2) The Fund’s Advisor, Shelton Capital Management, has contractually agreed to reimburse expenses incurred by the Fund to the extent that total annual fund operating expenses (excluding acquired fund fees and expenses, and extraordinary expenses such as litigation or merger and reorganization expenses, for example) exceed 1.25% and 1.50% until May 1, 2019. This agreement may only be terminated with the approval of the Board of Trustees of the Fund. Shelton may be reimbursed for any foregone advisory fees or unreimbursed expenses within three fiscal years following a particular reduction or expense, but only to the extent the reimbursement does not cause the Fund to exceed applicable expense limits, and the effect of the reimbursement is measured after all ordinary operating expenses are calculated. Any such reimbursement is subject to the review and approval of the Fund’s Board of Trustees.



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