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Chuck Jaffe: Advisers Aren’t On Your Side; Here’s What To Do About It

TedTed
in The Bullpen
FYI: The Securities and Exchange Commission has spent years working on its own version of the rule, but the investment-advice rule it proposed in April stopped short of requiring a standard and instead settled on something that is basically “suitability plus.”
Regards,
Ted
https://www.seattletimes.com/business/advisers-arent-on-your-side-heres-what-to-do-about-it/
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