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Voya Pays $3.6 Million To Settle SEC Charges Against Its Two Advisor Firms

TedTed
in The Bullpen
FYI: Voya Financial Inc. has agreed to pay $3.6 million to settle SEC charges that two subsidiaries misled mutual fund investors and failed to disclose conflicts of interest in a securities lending agreement that benefited two insurance affiliates.

More than $2 million of the settlement will go to affected mutual fund shareholders who weren’t told about the deals, according to the SEC.
Regards,
Ted
https://www.fa-mag.com/news/voya-pays--3-6-million-to-settle-sec-charges-against-its-two-advisor-firms-37576.html?print
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