MFOHome About Commentary Discussions Funds The Best Resources Support Us!

Howdy, Stranger!

It looks like you're new here. If you want to get involved, click one of these buttons!

Sign In Register

Categories

Here's a statement of the obvious: The opinions expressed here are those of the participants, not those of the Mutual Fund Observer. We cannot vouch for the accuracy or appropriateness of any of it, though we do encourage civility and good humor.

    Support MFO

  • Donate through PayPal

SEC Offers Advisers Amnesty To Move Clients Out Of High-Fee Mutual Fund Share Classes

TedTed
in The Bullpen
FYI: (Click On Article Title At Top Of Google Search)
The Securities and Exchange Commission on Monday launched an initiative to waive fines against investment advisers who come forward and admit that they had been putting clients into high-fee mutual fund classes and agree to reimburse those clients.
Regards,
Ted
https://www.google.com/search?source=hp&ei=R8CCWqXdN46BzwLouI-oBw&q=investment+news+SEC+Offers+advisers+Amnesty+To+Move+Clients+Out+Of+high-Fee+mutual+Fund+Share+classes&oq=investment+news+SEC+Offers+advisers+Amnesty+To+Move+Clients+Out+Of+high-Fee+mutual+Fund+Share+classes&gs_l=psy-ab.3...1446.9581.0.10468.17.13.0.4.4.0.149.1059.9j3.12.0....0...1c.1.64.psy-ab..1.16.1081...0j0i131k1.0.3_J3EeH6XyY
Sign In or Register to comment.