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Massachusetts Seeks Sales-Practice Information From Discount Brokers

TedTed
in The Bullpen
FYI: The Massachusetts Securities Division confirmed that it sent letters of inquiry to the three largest discount brokers by assets, Fidelity, Charles Schwab Corp. and TD Ameritrade Holding Corp., in response to the sales practices profiled in an article The Wall Street Journal published Wednesday.
Regards,
Ted
http://www.cetusnews.com/business/Massachusetts-Seeks-Sales-Practice-Information-From-Discount-Brokers.B19cdEVEM.html
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