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SEC Fines UBS $3.5 Million For Overcharging Mutual Fund Customers

TedTed
in Fund Discussions
FYI: UBS AG (UBSG.S) will pay a $3.5 million civil fine to settle U.S. Securities and Exchange Commission claims that it overcharged customers on mutual funds, the regulator said on Friday.
Regards,
Ted
http://www.reuters.com/article/us-ubs-sec/sec-fines-ubs-3-5-million-for-overcharging-mutual-fund-customers-idUSKBN1CW2Z5

Comments

  • Old_Skeet
    edited October 2017
    Some of these big bank ticker symbols interestingly equate to their actions and practices.

    UBS ... U've Been Spoofed!

    WFC ... We Fleece Customers!
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