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FINRA Orders Wells Fargo To Pay Clients $3.4 Million Over Sales Practice Issues

TedTed
in Fund Discussions
FYI: The Financial Industry Regulatory Authority on Monday ordered Wells Fargo & Co.’s (WFC.N) clearing services and Wells Fargo Advisors Financial Network to pay customers $3.4 million in restitution for sales practice issues related to unsuitable recommendations of certain investment products.
Regards,
Ted
http://www.reuters.com/article/us-wells-fargo-finra-fine/finra-orders-wells-fargo-to-pay-clients-3-4-million-over-sales-practice-issues-idUSKBN1CL230





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