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Finra Fines Morgan Stanley $1.5M For Failing To Deliver Fund Prospectuses Online

TedTed
in The Bullpen
FYI: During one nine-month period, the firm failed to deliver close to 2.1 million prospectuses to online customers because of a missing link.
Regards,
Ted
http://www.investmentnews.com/article/20161202/FREE/161209984/finra-fines-morgan-stanley-1-5m-for-failing-to-deliver-fund
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