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Vanguard Alternative Strategies Fund registration filing

http://www.sec.gov/Archives/edgar/data/313850/000093247115005671/merged.htm

(Sorry if this has already been posted or mentioned.)


As of 5/28/15, the fund is still not available as per this link:

http://www.sec.gov/Archives/edgar/data/313850/000093247115006430/merged.htm

Comments

  • edited May 2015
    Interesting that the 'Principal Investment Strategies' in the prelim prospectus reads like a multi-asset, multi-strategy alt fund, but the advisor is listed on p. 24 as Vanguard's Equity Investment Group. Then it goes on to say that "the Fund reserves the right to utilize a multi-manager approach in the future."

    I wonder if they did the initial filing before they had set up any agreements with the people/firms who are actually going to run the strategies, and that's why the apparent (?) delay. Nothing comes up on the V. site from a search for the fund by name.

    Thanks for the heads-up, Shadow.
  • "The Fund is expected to utilize leverage in an attempt to match the expected risk profile of each individual strategy to a targeted level. "
    "The advisor may also engage in this strategy [L/S equity] through futures, forwards, or swaps."
    "Absolute return investing is complex and may involve greater risk than investing in a traditional portfolio of stocks, bonds, and cash. "
    "The Fund has the ability to obtain commodity exposure by investing directly in commodity-linked investments or investing indirectly in those investments through a wholly owned subsidiary organized under the laws of the Cayman Islands. [...] the subsidiary will not be organized as a mutual fund that is registered under any federal or state securities laws, including the Investment Company Act of 1940. "

    Doesn't have the feel of a Vanguard fund to me. The more things change.... the more they DON'T stay the same?
  • TedTed
    edited June 2015
    @MFO Members: 3/10/15 WSJ article on Vanguard Alternative Strategies Fund.
    Regards,
    Ted
    http://blogs.wsj.com/moneybeat/2015/03/10/vanguards-alt-fund-has-investing-community-abuzz/tab/print/

    Vanguard Research: ' Liquid Alternatives: A Better Mousetrap?'
    https://pressroom.vanguard.com/content/nonindexed/Liquid_alternatives_A_better_moustrap_7.23.2014.pdf
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