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SEC Probes Whether 12b-1 Fees Are Used Properly

TedTed
in The Bullpen
FYI: The Securities and Exchange Commission is examining fees paid to intermediaries by mutual funds “to discern” if the agency’s 12b-1 rule is “being adhered to” and “what funds are paying intermediaries for,” Paula Drake, chief counsel in the agency’s Office of Compliance Inspections and Examinations, said Thursday.
Regards,
Ted
http://www.thinkadvisor.com/2015/04/09/sec-probes-whether-12b-1-fees-are-used-properly?t=mutual-funds&page_all=1
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