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Oppenheimer To Pay $20M For Penny Stock Violations
FYI (A while back a friend of mine ask me if penny stocks were worth the investment. I told him only if you are prepared to lose every penny.) Firm failed to prevent suspicious penny stock trading and pump-and-dump schemes, the SEC and FinCEN said Regards, Ted http://www.investmentnews.com/article/20150127/FREE/150129925?template=printart